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  2. SECTOR : PHARMA & BIOTECH
  3. INDUSTRY : MAJOR PHARMACEUTICALS
  4. DURECT CORP
Durect Corp XNAS: DRRX

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Insider Trading disclosures for Durect Corp

The latest disclosure was made by James E. Brown in Durect Corp where a trade of 10,000 Stock Option (right to buy) done was reported to US exchanges on Sept. 8, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
James E. Brown Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Sep 2025 10,000 365,000 - - Stock Option (right to buy)
James E. Brown Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.30 per share. 08 Sep 2025 10,000 283,412 (0%) 0% 1.3 13,000 Common Stock
Timothy M. Papp Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jul 2025 46,659 321,659 (0%) 0% 0 Common Stock
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jul 2025 96,959 273,412 (0%) 0% 0 Common Stock
Norman L. Sussman Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jul 2025 46,425 46,425 (0%) 0% 0 Common Stock
L. Sussman Norman Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Oct 2024 104,000 104,000 - - Stock Option (right to buy)
E. Brown James Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Oct 2024 375,000 375,000 - - Stock Option (right to buy)
Timothy M. Papp Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Oct 2024 110,000 110,000 - - Stock Option (right to buy)
Terrence F. Blaschke Director 25 Sep 2024 5,500 5,500 - - Stock Option (right to buy)
Peter S. Garcia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2024 5,500 5,500 - - Stock Option (right to buy)
Mohammad Azab Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2024 5,500 5,500 - - Stock Option (right to buy)
Gail J. Maderis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2024 5,500 5,500 - - Stock Option (right to buy)
Gail M. Farfel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2024 5,500 5,500 - - Stock Option (right to buy)
Judith J. Robertson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2024 5,500 5,500 - - Stock Option (right to buy)
Timothy M. Papp Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2024 275,000 275,000 (0%) 0% 0 Common Stock
Mohammad Azab Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2023 5,500 5,500 - - Stock Option (right to buy)
Judith J. Robertson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2023 5,500 5,500 - - Stock Option (right to buy)
Gail M. Farfel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2023 5,500 5,500 - - Stock Option (right to buy)
Gail J. Maderis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2023 5,500 5,500 - - Stock Option (right to buy)
Terrence F. Blaschke Director 21 Jun 2023 5,500 5,500 - - Stock Option (right to buy)
Peter S. Garcia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2023 5,500 5,500 - - Stock Option (right to buy)
James E. Brown Director, President & CEO Gift of securities by or to the insider at price $ 0.00 per share. 12 Jun 2023 56,000 0 (0%) 0% 0 Common Stock
Timothy M. Papp Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 60,000 60,000 - - Stock Option (right to buy)
Timothy M. Papp Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 12,377 12,377 - - Stock Option (right to buy)
Norman L. Sussman Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 24,557 24,557 - - Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 200,000 200,000 - - Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 50,665 50,665 - - Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 20,000 20,000 - - Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 17,456 17,456 - - Stock Option (right to buy)
Norman L. Sussman Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 45,000 45,000 - - Stock Option (right to buy)
Judith J. Robertson Director Purchase of securities on an exchange or from another person at price $ 0.85 per share. 18 Aug 2022 71,531 346,720 (0%) 0% 0.8 60,794 Common Stock
Judith J. Robertson Director Purchase of securities on an exchange or from another person at price $ 0.85 per share. 18 Aug 2022 9,411 356,131 (0%) 0% 0.9 8,000 Common Stock
Gail J. Maderis Director Purchase of securities on an exchange or from another person at price $ 0.70 per share. 09 Aug 2022 24,796 174,796 (0%) 0% 0.7 17,322 Common Stock
Gail J. Maderis Director Purchase of securities on an exchange or from another person at price $ 0.69 per share. 09 Aug 2022 79,693 150,000 (0%) 0% 0.7 54,661 Common Stock
Gail J. Maderis Director Purchase of securities on an exchange or from another person at price $ 0.64 per share. 09 Aug 2022 70,307 70,307 (0%) 0% 0.6 45,158 Common Stock
Timothy M. Papp Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2022 600,000 600,000 - - Stock Option (right to buy)
Mohammad Azab Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 55,000 55,000 - - Stock Option (right to buy)
David R. Hoffmann Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 55,000 55,000 - - Stock Option (right to buy)
Peter S. Garcia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 55,000 55,000 - - Stock Option (right to buy)
Terrence F. Blaschke Director 15 Jun 2022 55,000 55,000 - - Stock Option (right to buy)
Gail J. Maderis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 55,000 55,000 - - Stock Option (right to buy)
Gail M. Farfel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 55,000 55,000 - - Stock Option (right to buy)
Judith J. Robertson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 55,000 55,000 - - Stock Option (right to buy)
Judith J. Robertson Director Purchase of securities on an exchange or from another person at price $ 0.39 per share. 26 May 2022 65,000 265,000 (0%) 0% 0.4 25,597 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.38 per share. 24 May 2022 5,000 45,000 (0%) 0% 0.4 1,895 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.39 per share. 24 May 2022 5,000 35,000 (0%) 0% 0.4 1,963 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.39 per share. 24 May 2022 5,000 40,000 (0%) 0% 0.4 1,942 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.39 per share. 24 May 2022 10,000 55,000 (0%) 0% 0.4 3,889 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.39 per share. 24 May 2022 5,000 60,000 (0%) 0% 0.4 1,950 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.42 per share. 16 May 2022 1,800 30,000 (0%) 0% 0.4 758 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.42 per share. 16 May 2022 8,900 28,200 (0%) 0% 0.4 3,749 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.42 per share. 16 May 2022 9,300 19,300 (0%) 0% 0.4 3,899 Common Stock
Mohammad Azab Director Purchase of securities on an exchange or from another person at price $ 0.38 per share. 16 May 2022 10,000 10,000 (0%) 0% 0.4 3,767 Common Stock
Gail M. Farfel Director Purchase of securities on an exchange or from another person at price $ 0.41 per share. 16 May 2022 29,911 100,000 (0%) 0% 0.4 12,201 Common Stock
Gail M. Farfel Director Purchase of securities on an exchange or from another person at price $ 0.39 per share. 16 May 2022 25,300 70,089 (0%) 0% 0.4 9,811 Common Stock
Gail M. Farfel Director Purchase of securities on an exchange or from another person at price $ 0.41 per share. 10 May 2022 2,339 24,089 (0%) 0% 0.4 950 Common Stock
Gail M. Farfel Director Purchase of securities on an exchange or from another person at price $ 0.39 per share. 09 May 2022 17,500 17,500 (0%) 0% 0.4 6,906 Common Stock
Gail M. Farfel Director Purchase of securities on an exchange or from another person at price $ 0.40 per share. 09 May 2022 4,250 21,750 (0%) 0% 0.4 1,679 Common Stock
Judith J. Robertson Director Purchase of securities on an exchange or from another person at price $ 0.59 per share. 14 Mar 2022 200,000 200,000 (0%) 0% 0.6 118,000 Common Stock
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2022 956,110 956,110 - - Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2022 398,380 398,380 - - Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2022 546,350 546,350 - - Stock Option (right to buy)
Norman L. Sussman Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2022 398,380 398,380 - - Stock Option (right to buy)
Peter S. Garcia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Dec 2021 70,000 70,000 - - Stock Option (right to buy)
Norman L. Sussman Chief Medical Officer Sale of securities on an exchange or to another person at price $ 1.06 per share. 10 Dec 2021 9,000 0 (0%) 0% 1.1 9,495 Common Stock
Simon X. Benito Director Purchase of securities on an exchange or from another person at price $ 1.02 per share. 07 Dec 2021 20,000 105,000 (0%) 0% 1.0 20,360 Common Stock
Judith J. Robertson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 55,000 55,000 - - Stock Option (right to buy)
Gail M. Farfel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 55,000 55,000 - - Stock Option (right to buy)
Gail J. Maderis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 27,500 27,500 - - Stock Option (right to buy)
Terrence F. Blaschke Director 15 Jun 2021 55,000 55,000 - - Stock Option (right to buy)
David R. Hoffmann Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 55,000 55,000 - - Stock Option (right to buy)
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 55,000 55,000 - - Stock Option (right to buy)
Mohammad Azab Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 27,500 27,500 - - Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.73 per share. 14 May 2021 20,000 54,832 (0%) 0% 0.7 14,600 Common Stock
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.78 per share. 14 May 2021 40,137 94,969 (0%) 0% 0.8 31,307 Common Stock
Judy R. Joice Sr. VP Operations & Corp QA Sale of securities on an exchange or to another person at price $ 1.72 per share. 14 May 2021 60,137 34,832 (0%) 0% 1.7 103,682 Common Stock
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2021 20,000 0 - - Employee Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2021 40,137 0 - - Employee Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 209,000 209,000 - - Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 79,000 79,000 - - Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 116,000 116,000 - - Stock Option (right to buy)
Norman L. Sussman Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jan 2021 100,000 100,000 - - Stock Option (right to buy)
Mohammad Azab Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 70,000 70,000 - - Stock Option (right to buy)
Gail J. Maderis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 70,000 70,000 - - Stock Option (right to buy)
Norman L. Sussman Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Nov 2020 200,000 200,000 - - Stock Option
Simon X. Benito Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2020 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2020 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2020 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2020 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke Director 17 Jun 2020 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Gail M. Farfel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2020 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Judith J. Robertson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2020 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2020 34,864 22,956 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.78 per share. 03 Jun 2020 34,864 67,611 (0%) 0% 0.8 27,194 Common Stock
Judy R. Joice Sr. VP Operations & Corp QA Sale of securities on an exchange or to another person at price $ 2.45 per share. 03 Jun 2020 34,864 32,747 (0%) 0% 2.5 85,480 Common Stock
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.78 per share. 03 Jun 2020 22,956 55,703 (0%) 0% 0.8 17,906 Common Stock
Judy R. Joice Sr. VP Operations & Corp QA Sale of securities on an exchange or to another person at price $ 2.45 per share. 03 Jun 2020 22,956 32,747 (0%) 0% 2.5 56,284 Common Stock
Judy R. Joice Sr. VP Operations & Corp QA Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jun 2020 22,956 0 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2020 86,855 86,855 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2020 138,145 138,145 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2020 2,722 2,722 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2020 82,278 82,278 - - Incentive Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2020 23,236 23,236 - - Non-Qualified Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2020 101,764 101,764 - - Incentive Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2019 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2019 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2019 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2019 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 19 Jun 2019 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.56 per share. 10 Jun 2019 3,449 146,400 (0%) 0% 0.6 1,922 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 1,400 142,951 (0%) 0% 0.6 775 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 400 141,551 (0%) 0% 0.6 221 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 1,800 141,151 (0%) 0% 0.6 993 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 300 139,351 (0%) 0% 0.6 165 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 500 139,051 (0%) 0% 0.6 275 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 1,400 138,551 (0%) 0% 0.5 764 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 300 137,151 (0%) 0% 0.5 164 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 1,751 136,851 (0%) 0% 0.5 955 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 100 135,100 (0%) 0% 0.6 55 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.54 per share. 10 Jun 2019 7,898 135,000 (0%) 0% 0.5 4,304 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.54 per share. 10 Jun 2019 100 127,102 (0%) 0% 0.5 54 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.54 per share. 10 Jun 2019 300 127,002 (0%) 0% 0.5 163 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.53 per share. 10 Jun 2019 15 126,702 (0%) 0% 0.5 8 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.54 per share. 10 Jun 2019 200 126,687 (0%) 0% 0.5 109 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.54 per share. 10 Jun 2019 287 125,287 (0%) 0% 0.5 156 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.54 per share. 10 Jun 2019 1,200 126,487 (0%) 0% 0.5 653 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.56 per share. 10 Jun 2019 2,900 150,000 (0%) 0% 0.6 1,623 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.55 per share. 10 Jun 2019 74 147,100 (0%) 0% 0.6 41 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.56 per share. 10 Jun 2019 626 147,026 (0%) 0% 0.6 350 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.63 per share. 24 May 2019 21,335 120,400 (0%) 0% 0.6 13,443 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.63 per share. 24 May 2019 4,600 125,000 (0%) 0% 0.6 2,899 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.63 per share. 24 May 2019 4,065 99,065 (0%) 0% 0.6 2,561 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 1,391 67,506 (0%) 0% 0.7 974 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.68 per share. 13 May 2019 200 45,200 (0%) 0% 0.7 136 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.68 per share. 13 May 2019 380 45,580 (0%) 0% 0.7 258 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.68 per share. 13 May 2019 2,995 48,575 (0%) 0% 0.7 2,037 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.68 per share. 13 May 2019 287 48,862 (0%) 0% 0.7 196 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.68 per share. 13 May 2019 900 49,762 (0%) 0% 0.7 613 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 699 50,461 (0%) 0% 0.7 479 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 200 50,661 (0%) 0% 0.7 138 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 3,100 53,761 (0%) 0% 0.7 2,138 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 1,195 54,956 (0%) 0% 0.7 825 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 489 55,445 (0%) 0% 0.7 338 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 569 56,014 (0%) 0% 0.7 393 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 779 56,793 (0%) 0% 0.7 538 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 895 57,688 (0%) 0% 0.7 621 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 400 58,088 (0%) 0% 0.7 278 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 1,000 59,088 (0%) 0% 0.7 694 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.69 per share. 13 May 2019 1,232 60,320 (0%) 0% 0.7 856 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 4,900 65,220 (0%) 0% 0.7 3,407 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 300 65,520 (0%) 0% 0.7 209 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 595 66,115 (0%) 0% 0.7 416 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 1,584 69,090 (0%) 0% 0.7 1,109 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 864 69,954 (0%) 0% 0.7 605 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 400 70,354 (0%) 0% 0.7 280 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 4,826 75,180 (0%) 0% 0.7 3,382 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 1,600 76,780 (0%) 0% 0.7 1,121 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 1,798 78,578 (0%) 0% 0.7 1,260 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 3,900 82,478 (0%) 0% 0.7 2,737 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 37 82,515 (0%) 0% 0.7 26 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 2,085 84,600 (0%) 0% 0.7 1,465 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 800 85,400 (0%) 0% 0.7 563 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 900 86,300 (0%) 0% 0.7 634 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.70 per share. 13 May 2019 6,500 92,800 (0%) 0% 0.7 4,581 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.71 per share. 13 May 2019 2,200 95,000 (0%) 0% 0.7 1,558 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 26,486 (0%) 0% 0.8 164 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 1,200 25,986 (0%) 0% 0.8 986 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 400 24,786 (0%) 0% 0.8 329 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 24,386 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 24,286 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 24,186 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 386 24,086 (0%) 0% 0.8 318 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 2,400 23,700 (0%) 0% 0.8 1,975 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 45,000 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 300 37,675 (0%) 0% 0.8 246 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 3,441 37,375 (0%) 0% 0.8 2,821 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 4,600 33,934 (0%) 0% 0.8 3,772 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 748 29,334 (0%) 0% 0.8 614 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 28,586 (0%) 0% 0.8 164 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 28,386 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 1,800 28,286 (0%) 0% 0.8 1,478 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 300 26,286 (0%) 0% 0.8 246 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 21,300 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 21,200 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 500 21,100 (0%) 0% 0.8 412 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 20,600 (0%) 0% 0.8 165 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 400 20,400 (0%) 0% 0.8 330 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 400 38,075 (0%) 0% 0.8 328 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 38,175 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 38,375 (0%) 0% 0.8 164 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 600 38,975 (0%) 0% 0.8 492 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 625 39,600 (0%) 0% 0.8 512 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 39,800 (0%) 0% 0.8 164 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 600 40,400 (0%) 0% 0.8 491 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 300 40,700 (0%) 0% 0.8 245 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 600 41,300 (0%) 0% 0.8 490 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 900 42,200 (0%) 0% 0.8 735 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 42,300 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 42,400 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 800 43,200 (0%) 0% 0.8 653 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 43,400 (0%) 0% 0.8 163 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 43,500 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 100 43,600 (0%) 0% 0.8 82 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 600 44,200 (0%) 0% 0.8 490 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 44,400 (0%) 0% 0.8 163 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 200 44,600 (0%) 0% 0.8 163 Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.82 per share. 13 Mar 2019 300 44,900 (0%) 0% 0.8 245 Common Stock
Michael H. Arenberg Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.80 per share. 12 Mar 2019 10,000 24,426 (0%) 0% 0.8 7,990 Common Stock
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 221,755 221,755 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 53,947 53,947 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 96,053 317,808 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 61,083 61,083 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 15,939 15,939 - - Incentive Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 85,000 100,939 - - Incentive Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 20,625 106,960 - - Non-Qualified Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 86,335 86,335 - - Non-Qualified Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2019 89,375 89,375 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.83 per share. 27 Nov 2018 700 70,700 (0%) 0% 0.8 581 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.82 per share. 27 Nov 2018 500 80,000 (0%) 0% 0.8 408 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.82 per share. 27 Nov 2018 200 79,500 (0%) 0% 0.8 163 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 400 79,300 (0%) 0% 0.8 325 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 200 78,900 (0%) 0% 0.8 162 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 900 78,700 (0%) 0% 0.8 730 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 400 77,800 (0%) 0% 0.8 324 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 6,100 77,400 (0%) 0% 0.8 4,938 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 200 71,300 (0%) 0% 0.8 162 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 300 71,100 (0%) 0% 0.8 242 Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.81 per share. 27 Nov 2018 100 70,800 (0%) 0% 0.8 81 Common Stock
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 17,318 17,318 - - Incentive Stock Option (right to buy)
Michael H. Arenberg Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2018 32,682 32,682 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2018 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2018 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2018 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2018 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 19 Jun 2018 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 24,062 136,276 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 112,214 112,214 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 30,938 30,938 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 162,349 350,561 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 188,212 188,212 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 87,651 87,651 - - Incentive Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 84,455 84,455 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 83,875 83,875 - - Incentive Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 26,125 110,580 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 65,465 65,465 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 5,779 71,244 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2018 79,221 79,221 - - Incentive Stock Option (right to buy)
Terrence F. Blaschke None 27 Sep 2017 25,000 0 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 27 Sep 2017 25,000 28,000 (0%) 0% 0.8 20,495 Common Stock
Simon X. Benito None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Sep 2017 25,000 0 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.82 per share. 25 Sep 2017 25,000 85,000 (0%) 0% 0.8 20,495 Common Stock
David R. Hoffmann None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Sep 2017 35,000 0 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Sep 2017 35,000 0 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Sep 2017 25,000 0 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.82 per share. 21 Sep 2017 25,000 120,000 (0%) 0% 0.8 20,495 Common Stock
David R. Hoffmann None Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.05 per share. 21 Sep 2017 35,000 95,000 (0%) 0% 1.1 36,750 Common Stock
David R. Hoffmann None Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.19 per share. 21 Sep 2017 35,000 60,000 (0%) 0% 1.2 41,650 Common Stock
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 117,925 117,925 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 16,038 71,038 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 16,038 71,038 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 47,170 47,170 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 16,038 71,038 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 39,151 94,151 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2017 16,981 16,981 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 19 Jun 2017 55,000 55,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 19 Jun 2017 16,038 71,038 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 80,885 80,885 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 86,854 167,739 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 87,415 87,415 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 91,877 91,877 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 145,676 278,799 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 133,123 133,123 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 28,477 28,477 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 84,023 84,023 - - Incentive Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 67,148 95,625 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 16,031 16,031 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 53,766 69,797 - - Non-Qualified Stock Option (right to buy)
Judy R. Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2017 69,469 69,469 - - Incentive Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Gift of securities by or to the insider at price $ 0.00 per share. 15 Dec 2016 64,500 3,331,814 - - Common Stock
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Jay P. Shepard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 22 Jun 2016 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Apr 2016 200,000 248,000 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Apr 2016 160,000 3,396,314 - - Common Stock
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 17,308 17,308 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 36,058 36,058 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 120,192 120,192 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 48,077 48,077 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Jay P. Shepard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2016 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 31 Mar 2016 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2016 16,400 36,400 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2016 1,200 38,000 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2016 400 36,800 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2016 20,200 3,186,514 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2016 49,400 3,235,914 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2016 400 3,236,314 - - Common Stock
Terrence F. Blaschke None 14 Mar 2016 3,000 3,000 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Mar 2016 1,400 59,800 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Mar 2016 2,100 52,100 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Mar 2016 10,200 70,000 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Mar 2016 5,100 58,400 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Mar 2016 1,200 53,300 - - Common Stock
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 56,250 56,250 - - Incentive Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 55,482 55,482 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 43,750 99,232 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 80,948 80,948 - - Incentive Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 99,690 99,690 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 68,652 168,342 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 167,206 167,206 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 115,599 282,805 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 84,401 84,401 - - Incentive Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 27,696 69,539 - - Non-Qualified Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 41,843 41,843 - - Non-Qualified Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2016 48,304 48,304 - - Incentive Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Jay P. Shepard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 15 Jun 2015 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2015 100 16,094 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2015 600 15,194 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2015 14,394 14,594 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2015 800 15,994 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2015 300 16,394 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2015 3,606 20,000 - - Common Stock
Armand P. Neukermans None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2015 200 200 - - Common Stock
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 13,333 13,333 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 11,111 11,111 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 27,778 27,778 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 92,593 92,593 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 37,037 37,037 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 11,111 11,111 - - Non-Qualified Stock Option (right to buy)
Jay P. Shepard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 11,111 11,111 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 11,111 11,111 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 26 Mar 2015 11,111 11,111 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Mar 2015 40,000 60,000 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Mar 2015 1,902 2,948,216 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Mar 2015 900 2,949,116 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Mar 2015 5,600 2,946,314 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Mar 2015 189,398 3,166,314 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Mar 2015 27,800 2,976,916 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 9,549 2,689,286 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 200 2,620,914 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 5,970 2,695,256 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 5,100 2,634,215 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 8,250 2,574,964 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 3,200 2,566,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 232,838 2,940,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 200 2,563,514 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 520 2,707,876 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 1,200 2,563,314 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 7,800 2,707,356 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 1,400 2,644,558 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 45,750 2,620,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 24,120 2,679,737 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 8,201 2,629,115 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 11,059 2,655,617 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 8,943 2,643,158 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 4,000 2,699,256 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 1,400 2,562,114 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Mar 2015 300 2,699,556 - - Common Stock
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 69,613 69,613 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 68,598 68,598 - - Incentive Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 56,402 126,015 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 109,254 109,254 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 90,746 90,746 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 158,473 158,473 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 91,527 91,527 - - Incentive Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 64,452 64,452 - - Incentive Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 70,512 70,512 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 15,548 86,060 - - Non-Qualified Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 1 1 - - Incentive Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 39,922 94,341 - - Non-Qualified Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 54,419 54,419 - - Non-Qualified Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2015 55,078 55,079 - - Incentive Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2014 69,900 2,557,914 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2014 2,800 2,560,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 10,500 2,448,911 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 200 2,358,399 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 80,012 2,438,411 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 200 2,449,111 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 2,400 2,488,014 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 100 2,352,099 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 36,503 2,485,614 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2014 6,100 2,358,199 - - Common Stock
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2014 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2014 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2014 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Jay P. Shepard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2014 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2014 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 16 Jun 2014 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 16,106 16,106 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 36,058 36,058 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 120,912 120,912 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 48,077 48,077 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Jay P. Shepard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 28 Mar 2014 14,423 14,423 - - Non-Qualified Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 22,500 22,500 - - Incentive Stock Option (right to buy)
Judy Joice Sr. VP Operations & Corp QA Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2014 17,500 17,500 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 75,572 75,572 - - Incentive Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 49,428 49,428 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 51,236 100,664 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 87,247 147,186 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 65,061 65,061 - - Incentive Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 59,939 59,939 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 77,127 77,127 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 72,873 72,873 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 117,068 194,195 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 30,380 30,380 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 59,620 59,620 - - Incentive Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2014 52,042 82,422 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Nov 2013 714,285 714,285 - - Common Stock
Jay P. Shepard None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Sep 2013 70,000 70,000 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Sep 2013 27,800 1,637,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Sep 2013 21,600 1,603,214 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Sep 2013 6,700 1,609,914 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Sep 2013 18,900 1,581,614 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Sep 2013 190 1,537,904 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Sep 2013 12,300 1,550,204 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Sep 2013 12,510 1,562,714 - - Common Stock
Michael D. Casey None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2013 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2013 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2013 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2013 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2013 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 25 Jun 2013 35,000 35,000 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 9,200 590,000 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 1,400 563,300 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 1,100 561,100 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 300 561,400 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 2,000 567,000 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 1,700 565,000 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 2,600 580,800 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 200 567,200 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 1,400 578,200 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 7,400 576,800 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 100 569,400 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 1,900 569,300 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 200 567,400 - - Common Stock
James E. Brown Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 500 561,900 - - Common Stock
Michael D. Casey None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 18,987 18,987 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 19,984 70,296 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 66,902 137,198 - - Non-Qualified Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 64,688 64,688 - - Incentive Stock Option (right to buy)
Matthew J. Hogan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 50,312 50,312 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 18,987 18,987 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 47,468 47,468 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 111,966 333,237 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 66,957 66,957 - - Incentive Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 63,043 63,043 - - Non-Qualified Stock Option (right to buy)
Felix Theeuwes Director, Chairman and CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 158,228 221,271 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 66,957 66,957 - - Incentive Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 63,043 63,043 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 150,237 276,671 - - Non-Qualified Stock Option (right to buy)
James E. Brown Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 63,391 126,434 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 18,987 18,987 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 18,987 18,987 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 40,911 84,661 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 56,250 56,250 - - Incentive Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 66,998 151,659 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2013 43,750 43,750 - - Non-Qualified Stock Option (right to buy)
Terrence F. Blaschke None 05 Feb 2013 18,987 18,987 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2012 9,700 22,510 - - Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2012 5,300 27,810 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Gift of securities by or to the insider at price $ 0.00 per share. 11 Dec 2012 252,000 2,041,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Gift of securities by or to the insider at price $ 0.00 per share. 11 Dec 2012 252,000 1,789,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Gift of securities by or to the insider at price $ 0.00 per share. 11 Dec 2012 252,000 1,537,714 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2012 16,100 2,198,814 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2012 46,600 2,245,414 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2012 26,700 2,272,114 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2012 6,200 2,278,314 - - Common Stock
Felix Theeuwes Director, Chairman and CSO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2012 4,400 2,282,714 - - Common Stock
Su Il Yum Exec. VP Pharm./R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Oct 2012 14,374 154,844 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Oct 2012 28,004 126,840 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Oct 2012 31,076 95,764 - - Non-Qualified Stock Option (right to buy)
Su Il Yum Exec. VP Pharm./R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Oct 2012 14,374 14,374 - - Common Stock
Su Il Yum Exec. VP Pharm./R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Oct 2012 28,004 42,378 - - Common Stock
Su Il Yum Exec. VP Pharm./R&D Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Oct 2012 31,076 73,454 - - Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Aug 2012 2,810 7,810 - - Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Aug 2012 5,000 12,810 - - Common Stock
Jon S. Saxe None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Aug 2012 5,000 5,000 - - Common Stock
Michael D. Casey None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2012 25,000 25,000 - - Non-Qualified Stock Option (right to buy)
Armand P. Neukermans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2012 25,000 25,000 - - Non-Qualified Stock Option (right to buy)
David R. Hoffmann None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2012 25,000 25,000 - - Non-Qualified Stock Option (right to buy)
Simon X. Benito None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2012 25,000 25,000 - - Non-Qualified Stock Option (right to buy)
Jon S. Saxe None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2012 25,000 25,000 - - Non-Qualified Stock Option (right to buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters